After a decade of inattention, the SEC staff has recently sought to clarify the still-murky proxy statement unbundling rule. First came three C&DIs issued back in January 2014 (see Doug’s Note below).

This story originally appeared on iNovia conversations. “Silicon Valley is good at getting rid of pain points. Banks are good at creating them.” — Jamie Dimon, CEO JPMorgan Chase FinTech has made ...

There is no material evidence of harmful effects from the MiFID II unbundling rules for research payments, the European Securities and Markets Authority (ESMA) has stated. The European regulatory ...